1. Full name of PhD candidate: Dang Van Huy                             2. Sex: Male

3. Date of birth: March 23rd 1978;                                                 4. Place of birth: Bac Ninh

5. Admission decision number: Decision No. 4643/QD-DHQGHN dated December 20th 2013 issued by the President of Vietnam National University, Hanoi

6. Changes in academic process:

- Decision to change thesis title number No. 1272 / QD-KL December 31st 2014 signed by the Dean of School of Law – VNU;

- Decision to change instructors No. 1262 / QD-KL December 31st 2015 signed by the Dean of School of Law – VNU;

- Extending the study period by Decision No.114/QD-DHQGHN dated January 16th 2017 issued by the President of Vietnam National University, Hanoi.

- Returning to the place under the decision number No.2010/ QD-KL December 28th 2018 signed by the Dean of School of Law – VNU.

7. Official thesis title: Legal Statutes of Asset Management Officers in Vietnam

8. Major: Economic Law. 9. Code: 9380101.05

10. Supervisors: PhD. Phan Thi Thanh Thuy and PhD. Tran Van Bien

11. Summary of the new findings of the thesis:

The thesis is the first project in Vietnam to systematically, comprehensively and intensively research both the theoretical as well as practical aspects of the Legal Statutes of Asset Management Officers in Vietnam, in the current specific context.

The thesis has made new contributions to Vietnam's legal science: (1) Highlighting the relationship between the institution of Asset Management Officers and other legal institutions according to the logic of the Law on Bankruptcy so that in-depth understanding of the nature, role and legal significance of the Asset Management Officers can be learned. (2) Clarifying the implications of the Legal Statutes of the Asset Management Officers and related legal issues, outlining specific directions in the study and further understanding of the Legal Statutes of the Asset Management Officers. (3) Developing a theoretical model of the Legal Statutes of the Asset Management Officers based on logic: from analyzing the nature, role and legal significance of the Asset Management Officers to determining the scope and relationship of the Administrator Asset Management’s institution, then analyzing the basic and in-depth contents of each specific content of the Legal Statutes of the Asset Management Officers, and proceeding to develop the most essential legal principles and rules that must be contained in the Legal Statutes of the Asset Management Officers. (4) Assessing quite fully the domestic and foreign research situation related to the content of the title, assessing the status of Vietnamese law, and drawing meaningful conclusions in the research of the thesis title and more extensive research at a different scope and level. (5) Making specific recommendations which are highly applicable in establishing the model of the Legal Statutes of the Asset Management Officers in Vietnam under the current conditions such as: Recommendations on reducing the role of the Courts, strengthening the meaning of Creditors’ meetings and the Asset Management Officers’ institution; revising the role of Civil judgment enforcement authorities; clearly defining the scope of activities of Civil judgment enforcement authorities, Creditors’ meetings and Asset Management Officers; clearly defining the nature, role and legal significance of the Asset Management Officers in relation to judicial authorities, Creditors’ meetings and Civil judgment enforcement authorities within the structure of the Law on Bankruptcy; and recommendations on necessary legal sanctions to ensure the performance and effectiveness of the Asset Management Officers in Vietnam.

12. Practical applicability:

One of the findings with practical significance of the Thesis is the ability to use such findings to improve the law on bankruptcy in general and the institution of the Asset Management Officers in particular. At the same time, it is quite specific instructions for individuals and organizations to practice the profession of Asset Management Officers with high efficiency.

13. Further research directions: Sanctions of the Asset Management Officers; Ethical standards of the Asset Management Officers.

14. Thesis-related publications:

- Dang Van Huy (2018), “Some opinions about the Legal Regulations of Asset Management Officers under the Law on Bankruptcy 2014”, Journal of Democracy and Law, November, pp.13-17.

- Dang Van Huy (2018), “Completion of the Institution of Asset Management Officers in the Law on Bankruptcy”, Journal of Legislative Studies (20), issue 2, pp.47-49.